Regulatory Alerts2010-03-18
Added · Updated
Circular issued by the Securities and Futures Commission (SFC) Regarding Information Technology Management
The Securities and Futures Commission issued this circular to establish information technology management requirements for all licensed corporations. The document outlines expectations for technology risk management and operational resilience within the securities and investment industry. It serves as a regulatory guideline to ensure that registered institutions maintain robust IT controls and infrastructure.
CIR
Current
Issue Date:
18 Mar 2010
20100318-1-EN.pdf (251.6 KB)
Topic:
Technology Risk Management - Others
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
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18 Mar 2010
Annex - Circular to All Licensed Corporations on Information Technology Management
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Current
18 Mar 2010
Annex - Circular to All Licensed Corporations on Information Technology Management
SPM-SGL
Current
25 Oct 2024
TM-E-1 Risk Management of E-banking
SPM-NGL
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31 May 2022
TM-G-2 Business Continuity Planning
CIR
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SPM-NGL
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TM-G-1 General principles for technology risk management
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Superseded Document
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