Regulatory Alerts2002-01-10
Added · Updated
Circular on Banking (Amendment) Ordinance 2001
The Hong Kong Monetary Authority issued this circular to communicate the enactment of the Banking (Amendment) Ordinance 2001 to all authorized institutions. The document provides the full text of the Ordinance alongside supplementary annexes detailing miscellaneous amendments and revised definitions of managerial positions. It also references draft supervisory policy statements and explanatory notes regarding the legal obligations of managers and systems of control for their appointment.
CIR
Current
Issue Date:
10 Jan 2002
20020110-1-EN.pdf (152.8 KB)
Topic:
Corporate Governance - Others
Internal Controls - Compliance function
Group:
All Authorized Institutions
Specific
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
10 Jan 2002
Annex 1 - Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 2 - Draft SPM CG-2 Systems of Control for the Appointment of Managers
Annex
Current
10 Jan 2002
Annex 3 - Banking (Amendment) Ordinance 2001 Miscellaneous Amendments
Annex
Current
10 Jan 2002
Annex 4 - Managerial positions captured under the revised definition of “manager”
Annex
Current
10 Jan 2002
Annex 1 - Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 2 - Draft SPM CG-2 Systems of Control for the Appointment of Managers
Annex
Current
10 Jan 2002
Annex 3 - Banking (Amendment) Ordinance 2001 Miscellaneous Amendments
Annex
Current
10 Jan 2002
Annex 4 - Managerial positions captured under the revised definition of “manager”
Cross referenced Document
Version History
Superseded Document
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