Regulatory Alerts2008-09-23
Added · Updated
Circular on Investment Products Related to Lehman Brothers
The Securities and Futures Commission issued this circular on September 23, 2008, to address regulatory concerns regarding investment products linked to Lehman Brothers. The document mandates that registered institutions adhere to specific risk management frameworks and disclosure requirements to protect investors. It serves as a critical directive for managing the fallout from the financial instability associated with Lehman Brothers during the 2008 crisis.
CIR
Current
Issue Date:
23 Sep 2008
20080923-1-EN.pdf (469.5 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
23 Sep 2008
Annex - Circular by the SFC
SPM-SGL
Current
06 Oct 2017
IC-1 Risk Management Framework
Annex
Current
23 Sep 2008
Annex - Circular by the SFC
SPM-SGL
Current
06 Oct 2017
IC-1 Risk Management Framework
Version History
Superseded Document
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