Regulatory Alerts2009-01-02
Added · Updated
Circular on Revised Advertising Guidelines for SFC-authorised Collective Investment Schemes
The Securities and Futures Commission issued this circular to announce the revision of its advertising guidelines concerning SFC-authorised collective investment schemes. The document mandates that registered institutions adhere to the updated standards when promoting these investment products to ensure compliance with regulatory requirements. These revisions aim to enhance transparency and protect investors by establishing clearer rules for marketing communications related to collective investment schemes.
CIR
Current
Issue Date:
02 Jan 2009
20090102-2-EN.pdf (915.8 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
02 Jan 2009
Circular Issued by the Securities and Futures Commission (SFC) on the Revised Advertising Guidelines Relating to SFC-authorised Collective Investment Schemes
Annex
Current
02 Jan 2009
Annex 2 - Revised Advertising Guidelines
CIR
Current
02 Jan 2009
Circular Issued by the Securities and Futures Commission (SFC) on the Revised Advertising Guidelines Relating to SFC-authorised Collective Investment Schemes
Annex
Current
02 Jan 2009
Annex 2 - Revised Advertising Guidelines
Cross referenced Document
Version History
Superseded Document
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