Regulatory Alerts2011-05-11
Added · Updated
Circular on SFC press release - legislative amendment on structured products to take effect
The Securities and Futures Commission issued this circular to announce that legislative amendments regarding structured products are taking effect. The document serves as a formal notification to all authorized institutions regarding the implementation of these regulatory changes. It directs stakeholders to the accompanying press release and annex for detailed information on the new requirements.
CIR
Current
Issue Date:
11 May 2011
20110511-2-EN.pdf (18.4 KB)
Topic:
Banking Conduct & Enforcement - Consumer Protection
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
11 May 2011
Circular on SFC press release - legislative amendment on structured products to take effect
CIR
Current
11 May 2011
Circular on SFC press release - legislative amendment on structured products to take effect
Cross referenced Document
Version History
Superseded Document
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