2019-06-27 | Resolução CMN 4732

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CMN Resolution No. 4732 — Amending Resolution No. 3,427 of December 21, 2006, to Redefine the Frequency of Preparing the Securities and Exchange Commission's Risk Monitoring Report

CMN Resolution No. 4732 amends Article 2 of Resolution No. 3,427 of December 21, 2006, by modifying the single paragraph to mandate the annual preparation, submission to the CMN for knowledge, and publication of a Risk Monitoring Report by the Securities and Exchange Commission (CVM). The CVM is required to report on its actions regarding identified risks and priorities established in the current Biennial Plan, including justifications for updating the plan if risks emerge or worsen after approval. This resolution enters into force on the date of its publication.

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Law No. 6,385 of December 7, 19…1976Law No. 6,385 of December 7, 1976 – securities market; creates the Securities and Exchange Commission (1976-12-07)Law No. 4595 dated 1964-12-31Law No. 4595 dated 1964-12-31Resolution CMN No. 3427 — Estab…2006Resolution CMN No. 3427 — Establishes Risk-Based Supervision Model for Securities Market (2006-12-21)CMN Resolution No. 4732 —Amending Resolution No. 3,427…2019-06-27 · this documentCMN Resolution No. 4732 — Amending Resolution No. 3,427 of December 21, 2006, to Redefine the Frequency of Preparing the Securities and Exchange Commission's Risk Monitoring Report (2019-06-27)
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Source: Banco Central do Brasil — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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