2019-06-27 | Resolução CMN 4732Added
CMN Resolution No. 4732 amends Article 2 of Resolution No. 3,427 of December 21, 2006, by modifying the single paragraph to mandate the annual preparation, submission to the CMN for knowledge, and publication of a Risk Monitoring Report by the Securities and Exchange Commission (CVM). The CVM is required to report on its actions regarding identified risks and priorities established in the current Biennial Plan, including justifications for updating the plan if risks emerge or worsen after approval. This resolution enters into force on the date of its publication.
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The Central Bank of Brazil, in accordance with Article 9 of Law No. 4,595 of December 31, 1964, makes public that the National Monetary Council, in a session held on June 27, 2019, in accordance with items I and III of Article 3 of Law No. 6,385 of December 7, 1976,
R E S O L V E D:
Article 1. Resolution No. 3,427 of December 21, 2006, shall enter into force with the following amendment:
“Article 2. ........................................................
Sole Paragraph. ................................................
..................................................................
II - preparation, submission to the National Monetary Council (CMN) for knowledge, and annual publication of a Risk Monitoring Report, reporting on the actions of the Securities and Exchange Commission (CVM) regarding identified risks and priorities established in the current Biennial Plan, and justifications, if applicable, for updating the Biennial Plan, in cases where risks emerge or worsen after its approval.” (NR)
Article 2. This Resolution enters into force on the date of its publication.
Roberto de Oliveira Campos Neto
President of the Central Bank of Brazil
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This document amends: Resolution CMN No. 3427 — Establishes Risk-Based Supervision Model for Securities Market
Source: Banco Central do Brasil — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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