Regulatory Alerts2024-02-15
Added · Updated
Code of Practice: Resolution Planning – Continuity of Access to Financial Market Infrastructure Services (FMI-1)
The Hong Kong Monetary Authority issued this Code of Practice under the Financial Institutions (Resolution) Ordinance to establish requirements for authorized institutions. It mandates that institutions maintain continuity of access to Financial Market Infrastructure services during resolution to mitigate systemic risks. The document outlines specific planning obligations to ensure critical operations remain uninterrupted in the event of institutional failure.
COP
Current
Issue Date:
15 Feb 2024
20240215-1-EN.pdf (666.2 KB)
Topic:
Resolution - Resolution planning
Resolution - Resolution standards
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
15 Feb 2024
Code of Practice chapter FMI-1 “Resolution Planning – Continuity of Access to Financial Market Infrastructure Services” issued under the Financial Institutions (Resolution) Ordinance (Cap. 628) (“FIRO”)
COP
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22 Jul 2022
Resolution Planning – Liquidity and Funding in Resolution
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05 Nov 2021
Resolution Planning – Operational Continuity in Resolution
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Archive
20 Mar 2019
Code of Practice: Resolution Planning - LAC Requirements (LAC-1)
COP
Current
07 Jul 2017
Code of Practice: Resolution Planning - Core Information Requirements (CI-1)
COP
Current
07 Jul 2017
Code of Practice: The HKMA’s Approach to Resolution Planning (RA-2)
CIR
Current
15 Feb 2024
Code of Practice chapter FMI-1 “Resolution Planning – Continuity of Access to Financial Market Infrastructure Services” issued under the Financial Institutions (Resolution) Ordinance (Cap. 628) (“FIRO”)
COP
Current
22 Jul 2022
Resolution Planning – Liquidity and Funding in Resolution
COP
Current
05 Nov 2021
Resolution Planning – Operational Continuity in Resolution
COP
Archive
20 Mar 2019
Code of Practice: Resolution Planning - LAC Requirements (LAC-1)
COP
Current
07 Jul 2017
Code of Practice: Resolution Planning - Core Information Requirements (CI-1)
COP
Current
07 Jul 2017
Code of Practice: The HKMA’s Approach to Resolution Planning (RA-2)
Version History
Superseded Document
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