Regulatory Alerts2021-12-15
Added · Updated
Corporate Governance of Locally Incorporated Authorized Institutions
The Hong Kong Monetary Authority issued this circular on 15 December 2021 to establish corporate governance standards for locally incorporated authorized institutions and their Hong Kong branches. The document supersedes previous guidelines and aligns with the current SPM-SGL CG-1 framework effective 1 August 2025. It outlines specific requirements for board directorship and other corporate governance practices to ensure regulatory compliance.
CIR
Current
Issue Date:
15 Dec 2021
20211215-1-EN.pdf (216.3 KB)
Topic:
Corporate Governance - Board Directorship
Corporate Governance - Others
Group:
Locally Incorporated Authorized Institutions
Hong Kong branch of authorized institution incorporated outside Hong Kong
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
SPM-SGL
Current
01 Aug 2025
CG-1 Corporate Governance of Locally Incorporated Authorized Institutions
Directly related Document
SPM-SGL
Current
01 Aug 2025
CG-1 Corporate Governance of Locally Incorporated Authorized Institutions
Version History
Superseded Document
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