2025-11-27
Added · Updated
Annex 3 establishes mandatory disclosure templates and tables for Authorized Institutions (AIs) incorporated in Hong Kong, covering prudential ratios, risk management, capital composition, and specific risk areas including cryptoasset exposures. The document specifies fixed or flexible formats and quarterly, semi-annual, or annual reporting frequencies for various templates such as KM1 for key prudential ratios and CAE1 for cryptoasset exposures. It defines the scope of application for different institution categories, including Category 1 and 2 institutions, G-SIBs, and those using specific approaches like IRB or STC, requiring detailed quantitative and qualitative data submission.
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