Decision No. 106/QĐ-UBCK on Issuing Guidelines for Information Technology System Requirements of Securities Companies

MINISTRY OF FINANCE

STATE SECURITIES COMMISSION

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No. 106/QĐ-UBCK

SOCIALIST REPUBLIC OF VIETNAM

Independence - Freedom - Happiness

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Hanoi, February 08, 2010

DECISION

On Issuing Guidelines for Information Technology System Requirements of Securities Companies

CHAIRMAN OF THE STATE SECURITIES COMMISSION

Pursuant to the Securities Law dated June 29, 2006; Pursuant to the Information Technology Law dated June 29, 2006; Pursuant to Government Decree No. 14/2007/NĐ-CP dated January 19, 2007, detailing the implementation of certain articles of the Securities Law; Pursuant to Government Decree No. 27/2007/NĐ-CP dated February 23, 2007, on electronic transactions in financial activities; Pursuant to Government Decree No. 97/2008/NĐ-CP dated August 28, 2008, on the management, provision, and use of Internet services and electronic information on the Internet; Pursuant to Prime Minister's Decision No. 112/2009/QĐ-TTg dated September 11, 2009, stipulating the functions, tasks, powers, and organizational structure of the State Securities Commission under the Ministry of Finance; Pursuant to Circular No. 50/2009/TT-BTC dated March 16, 2009, of the Ministry of Finance on guiding electronic transactions on the securities market; Pursuant to Decision No. 27/2007/QĐ-BTC dated April 24, 2007, on the charter of organization and operation of securities companies, and Decision No. 126/2008/QĐ-BTC dated December 26, 2008, of the Minister of Finance amending and supplementing certain articles of the Charter of Organization and Operation of Securities Companies issued with Decision No. 27/2007/QĐ-BTC dated April 24, 2007;

At the request of the Director of the Information Technology Department,

DECIDES:

Article 1.

To issue together with this Decision the Guidelines for Information Technology System Requirements of Securities Companies.

Article 2.

This Decision takes effect from the date of signing.

Article 3.

The Director of the Information Technology Department, the Chief of the Office of the State Securities Commission, the heads of relevant units under the State Securities Commission, securities companies, and related organizations and individuals are responsible for implementing this Decision.

For whom it may concern:

• As per Article 3;
• Store: Office, IT.

CHAIRMAN

(Signed)

Vu Bang