Regulatory Alerts2010-02-08 | 106/QĐ-UBCKAdded · Updated
Decision No. 106/QĐ-UBCK on Issuing Guidelines for Information Technology System Requirements of Securities Companies
The State Securities Commission issued Decision No. 106/QĐ-UBCK on February 8, 2010, to formally adopt guidelines establishing mandatory information technology system requirements for securities companies. This decision derives its authority from the Securities Law, Information Technology Law, and various government decrees governing electronic transactions and internet services. It takes effect immediately upon signing and mandates compliance by the Director of the Information Technology Department, the Chief of the Commission's Office, and all relevant securities firms and individuals.
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