RegAlertRule · SSC · 3 Jun 2021 · 379/QĐ-UBCK
Decision No. 379/QĐ-UBCK dated June 3, 2021, on Issuing the Basic Technical Standard for IT Systems in Online Securities Trading Services on the Securities Market
The Chairman of the State Securities Commission issued Decision No. 379/QĐ-UBCK to establish the Basic Technical Standard for Information Technology Systems governing online securities trading services on the Vietnamese securities market. This standard mandates compliance with specific national technical regulations, including TCVN 11930:2017 for information system security levels and TCVN 9250:2012 for data center infrastructure requirements. The decision takes effect immediately upon signing and formally repeals the previous 2010 regulation regarding IT system requirements for securities companies.
On June 3, 2021, the Chairman of the State Securities Commission issued Decision No. 379/QĐ-UBCK dated June 3, 2021, on issuing the Basic Technical Standard for Information Technology Systems in Online Securities Trading Services on the Securities Market, as follows:
-
Standard Name: Basic Technical Standard for Information Technology Systems in Online Securities Trading Services on the Securities Market.
-
Symbol: TCCS 01:2021/UBCK.
-
Referenced National Technical Regulation: TCVN 11930:2017 Information technology – Security techniques – Basic requirements for information system security by level; TCVN 9250:2012 Data centers – Requirements for telecommunication technical infrastructure.
This Decision takes effect from the date of signing and repeals Decision No. 106/QĐ-UBCK dated February 8, 2010, of the Chairman of the State Securities Commission on issuing guidelines on information system requirements for securities companies.
State Securities Commission
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
Lineage: No known changes
RegAlert holds no document that amends or replaces this one. This is not a check that it is in force: confirm with the regulator.
The links and the sentences they come from (1)
- Supersedes
“repeals Decision No. 106/QĐ-UBCK dated February 8, 2010, of the Chairman of the State Securities Commission on issuing guidelines on information system requirements for securities companies.”
Timeline
This document supersedes: Decision No. 106/QĐ-UBCK on Issuing Guidelines for Information Technology System Requirements of Securities Companies
Similar documents from other regulators
BCRTechnical Standards on Requirements for Information Systems of Securities Market EntitiesEl Salvador · 2023-06-28
FRADecision No. 8005 of 2013 on Technology Infrastructure and Information SystemsEgypt
SSFTechnical Standards on Requirements for Information Systems of Securities Market EntitiesEl Salvador · 2023-06-28
AMFCSA Notice of Consultation: Draft Regulation 26-101 respecting Information Technology System IntegrityCanada · 2026-10-01
CMFGeneral Decision of the Financial Markets Council No. 13 on Processing Conditions for Stock Orders and Minimum Standards for Electronic RegistersTunisia · 2008-12-30
More like this from SSC
SSC published 1 document in the last 30 days. We email you each new one the day it's published.
Source: State Securities Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
In RegAlert: added · updated