Regulatory Alerts2009-09-11 | 112/2009/QĐ-TTgAdded · Updated
Decision 112/2009/QD-TTg on the Functions, Duties, Powers, and Organizational Structure of the State Securities Commission
Prime Minister Nguyen Tan Dung issued Decision 112/2009/QD-TTg to define the legal status, functions, duties, powers, and organizational structure of the State Securities Commission as a subordinate agency of the Ministry of Finance. The Decision mandates the Commission to regulate, supervise, and manage the securities market, including licensing, market oversight, and international cooperation, while establishing a specific administrative structure comprising fifteen departments and units. This regulation supersedes Decision 63/2007/QD-TTg and became effective on November 1, 2009, outlining leadership appointments and operational responsibilities for the Commission.
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