Regulatory Alerts2008-12-10
Added · Updated
Despatch of information to investors of retail investment product
The Hong Kong Securities and Futures Commission issued this circular to registered institutions regarding the despatch of information to investors of retail investment products. The document outlines the regulatory expectations and requirements for wealth management and securities investment products. It serves as a guiding framework for registered institutions to ensure proper communication with investors in this sector.
CIR
Current
Issue Date:
10 Dec 2008
20081210-1-EN.pdf (265.3 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Directly related Document
Cross referenced Document
Version History
Superseded Document
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