Regulatory Alerts2008-12-10
Added · Updated
Despatch of information to investors of retail investment product
The Hong Kong Monetary Authority issued this circular to require registered institutions to ensure customers are promptly informed of updates regarding retail investment products. Institutions must implement adequate procedures to disseminate relevant information from issuers and keep relationship managers well-briefed to handle client enquiries competently. This directive reinforces the responsibility of regulated persons to provide clear advice and address investor concerns under current market conditions.
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