Draft Regulation to amend Regulation 61-101 respecting Protection of Minority Security Holders in Special Transactions
The regulator issued this draft regulation to amend Regulation 61-101 respecting Protection of Minority Security Holders in Special Transactions. The amendments replace references to specific sections of Regulation 51-102 with the term 'its MD&A' and update the name of Aequitas NEO Exchange Inc. to NEO Exchange Inc. throughout the text. These changes streamline disclosure references and correct entity names within the regulatory framework.
REGULATION TO AMEND REGULATION 61-101 RESPECTING PROTECTION
OF MINORITY SECURITY HOLDERS IN SPECIAL TRANSACTIONS
Securities Act
(chapter V-1.1, s. 331.1, par. (1) and (34))
Section 2.4 of Regulation 61-101 respecting Protection of Minority Security Holders
in Special Transactions (chapter V-1.1, r. 33) is amended:
(1) by replacing, in subparagraph (b) of paragraph (2), “, or section 5.4 of
Regulation 51-102 respecting Continuous Disclosure Obligations (chapter V-1.1, r. 24)”
with the words “or its MD&A”;
(2) by replacing, in subparagraph (b) of paragraph (3), “, or section 5.4 of
Regulation 51-102 respecting Continuous Disclosure Obligations” with the words “or its
MD&A”.
Section 4.4 of the Regulation is amended:
(1) by replacing, in subparagraph (a) of paragraph (1), “Aequitas NEO Exchange
Inc.” with “NEO Exchange Inc.”;
(2) by replacing, in subparagraph (b) of paragraph (2), “, or section 5.4 of
Regulation 51-102 respecting Continuous Disclosure Obligations (chapter V-1.1, r. 24)” with
the words “or its MD&A”;
(3) by replacing, in subparagraph (b) of paragraph (3), “, or section 5.4 of
Regulation 51-102 respecting Continuous Disclosure Obligations” with the words “or its
MD&A”.
The Regulation is amended by replacing, wherever they appear in sections 5.5 and
5.7, “Aequitas NEO Exchange Inc.” with “NEO Exchange Inc.”.
This Regulation comes into force on (indicate here the date of coming into force of
this Regulation).