Regulatory Alerts2021-10-15 | 2021-21549Added · Updated
Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers
The Securities and Exchange Commission proposes amendments to Form N-PX to enhance the transparency and machine-readability of proxy voting records filed by registered management investment companies. The proposal also requires institutional investment managers to report their votes on executive compensation matters annually, thereby completing the implementation of Dodd-Frank Act requirements. These changes aim to improve data analysis for investors by standardizing disclosure formats and filling current reporting gaps regarding securities lending and voting.
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