Regulatory Alerts2026-08-03
Added
ESMA Presents the Results of the Common Supervisory Action on MiFID II Sustainability Aspects
The Malta Financial Services Authority expects all investment firms and credit institutions providing investment services under MiFID II to undertake a thorough gap analysis of their existing arrangements against supervisory observations regarding sustainability preferences, product governance, and suitability assessments. Firms must take necessary remedial actions to address identified shortcomings in areas such as client questionnaire granularity, information clarity, product categorization, and record-keeping to ensure compliance with applicable regulatory obligations.