2016-04-08

Added · Updated

Feedback from Recent Reviews of the Selling of Investment Products

The Hong Kong Monetary Authority issued this circular to provide feedback from recent reviews of the selling of investment products to all authorized institutions. The document highlights key observations and practices noted during these examinations to guide compliance with regulatory standards. It serves as a reference for institutions to improve their sales processes and ensure adherence to best practices in wealth management.

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Hong Kong Monetary Authority

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