Final Order — Investment Adviser

INDEX: ()ER ?Oilo -2\J￾STATE OF FLORIDA OFFICE OF FINANCIAL REGULATION In Re: CHELSEA KATLYN JONES, Case Number: 136114-SR Respondent. FINAL ORDER The State of Florida, Office of Financial Regulation ("Office"), and Chelsea Katlyn Jones ("Jones"), having entered into the attached Stipulation and Consent Agreement ("Agreement"), resolving and concluding this matter, it is therefore ORDERED:

1. The Agreement entered into by the Office and Jones is adopted and incorporated by reference herein as if set forth at length.
2. The parties shall comply with all provisions of the incorporated Agreement. DONE and ORDERED this ~ day of April, 2026, in Tallahassee, Leon County, Florida. Russell C. Weigel, II Commissioner

CERTIFICATE OF SERVICE I HEREBY CERTIFY that a true and correct copy of the foregoing Final Order has been furnished via electronic mail to Chelsea Katlyn Jones at chelsea@physicianfamily.com on this w ~y of April, 2026. 2 ge cy Office of Financial Regulation Post Office Box 8050 Tallahassee, FL 32314-8050 Email: Agency.Clerk@flofr.gov Tel: (850) 410-9889

S l ,\f l•. FFL)tUDA OF!· ICE OF 'fl'./\ 'I L REGVLA.l 101 In Re: Ca. c ; umhcr: 136 r 14-~ R • ponden t. ·1 he State of Flonda. Off1Cc nf hnuncial Rcgulallon ("Office"). and Respondent Chcbea Katlyn Joni..."S r·Joncs"). 111 cons1derat1011 ol"th1.: mutual promises hcn:m, rcc11t:. stipulate. and agrcc. on the la:o.t 1.L1k CXL'.Cutcd bdow. as follow:-.. l. B,u:kgrnund: On Dcccml":r 5. 2025. the Office received an applic.at,on. via Fonn U4. Uniform Appl1ca110n for Securities Industry Rcg,strauon. through the Ccntn.d Rcg1 stration Depository 1 ··CR D"), tor Jones ·s rcg:1:-.tratIon with the Olfo.:c as an as. octatcd pcr-.on of Physician t am1ly 1\dv1sors Inc .. (" PFX'). a kdcra l con:rcd ad\ I:-.c1. Joncs ·s CRD nurnhcr 1s 71856XX l. pon rcccIpt of Jone:-.· s aprl1cat1on for rcg1 ... 1ra1t0n. the Office sent a dctic1cncy letter to Junes and requested docurncntaI10n n.:gardmg. among othc.:r thmgs. possible unn:g1:..tcn:d 1twc..,tmcnt a<.h 1sory husmc:..!-> activity . On January 2 L 2026. the Off1 -c rccet\ cd .lone:..·;, wntl1:n •,t..ttcmcnt that 1nchcatcd that '>he had hcc:n rendcnn~ mve:..lrncnt advice in Fl orida since April 202,. ~ 1thout hclll!,! rc:g.istcn:d w 11 h tile O!fo:c as an as!->ocwtcd p T'-011 or Ph\ . .lurhdiclion: ·1 lie Office 1s the state agency charged with the adm1mstrat1tn1 and cntoru:ment ol chapter 5 I 7. Honda Statute-., and the rules prnmul g.aicd 1her1;•umkr !he ( H lici.' I londa ">talllk~. a~ , 11pul111nl hy .Ion..:~

J • ~~ 1. t 1t .. ),., i ;.._ H \ n f .,., , l' .. \ I h Finding Jlmi:s 1w11lw1 ad11111" not dcrll<:s the alkgulllHb hut i:ori,;cnh to the t"ntr:, Con.idenHion· I he partic!-> agn:c that chc rssucs rn rscd 1r1 thrs rroccc<lmg can he ~·.pcd11wu,I) rcsohed r !ll)r to the filing of an Admin istrative Complaint by their e ecut1on nfthi:; "-llpubtH,n .ind ( oml.'111 Agreement. Thl.· parties acknowkdgc that they have read tl11s St1pubtwn ,md ( onscl\ \grccment .md folly un lt>rstan I the rights. obligations. term .. dut1e!->. and l.'~plms1bll1t1c. \ 1th respect to 1b content~. r!1, . .-n.:forc, in comprom1st· and i>dtlcmcnt ofth1s matter .md m con. 1dcrat1on of the Oft ice· s fi)rbcaran ·e from furth ·r l1t1galton. the p,1rt ic:-. agrc, as folh)\ s· a .lone-., agn:c: to (:ase and De. J!->t from \ 1ola111H1io or chapter 51 7. Floml.1 "rnruks. and the AJmm1strat1n: Ruks adopted rhcn.·10. h Jone agrees to an m1 pos11ion of an admin1. tra il\· tine afams1 Jone~ 1n !ht· amount of. ·.:-.OOO. Thi: adm1111:-.lrat1vc fine shall be :-.ubmitkd m the form 1)f a 1.'t'rtifk1I checf.. or money order made payabk to the "(!!J.ice r!f..{i11ancial Ru;_11/u1io11·· ,md :-.cl\1 ll' .-\gcnq, ( ·krk. c n K.iydra Ste\ art. Lsq .. Offin: or l 111.111cial Rcg11latton. P.( ). Ho'\ , ·o~\l. Jiine-.. a1.m.:es, regard Ill)! t hi: deposit (If rnomc:-.. that ( I } the k11<h.:1 ed frne m St'lt knH:nt d1c1 k the ')t 1pulatmn ,.111d < 011\Ulf /\gn.:c1m·nt absent tull t'\l' •1Jl u ll tltL·t ·ur and ,:nil\ ut th,· l 111.d

'l J{ ( !1~f!'- !, It l!I fiHh r,., ' l '1 adnmmtrati,.: linL' P•" nwnt and l'lllt) of 1h.: I 111.11 ( Jrdcr adoptlll!,! tl11:-. '>!1pulat1on and c,inccrnmg Iii<-' fk'lldrng ,1pp'1ca110n pnor to entry ol the hnal Order. the Oniel." 1c!>c0.cs all k!_.!al nghh .ind a11thonty to take any a ·tH n on the pendmg application as may ht: .ippnipnatc Such actmn nrny tndudc. but is not l11n1tcd tn. is:-.uing an Admm1stral1\c Complatnt ha. t."J on the , 1olations c1t1.:d ahon: 5 Final )rclt-t'" Joni.:s consents to the issuance by the Office of a hnal Order. which mcorporall''- the tcm1s of this Stipulation and Consi.:nt Agreement. Jone:- understan Is and agr.:cs that this . ·11pu\a11on and Con-.cnt r\grct."1rn:nt is S\1hjcd lo the final appn)'al of the Commissioner ofthc Oflicc ()f Financial Tkgul.111011 and the enll') ot'thc Final Order adopting this Stipulatmn and Ct1n:-.t:11t Agrt:cmcnt In lht: c, ent the hnal Order 1. · not entt:rcd. thi-. S11pulatwn and Consent .\greemcnt :-hall hl.: null and ,01d. The Final Ordt:r 111corporat111g tlrn, St1pu lat1on and Consent Agri.:t:mcnt constitute, final agern.:y acllon by the Oflicl? for ,vhtcb the Oflicc may seek 1:n forccmcnt pursuant to the pro\ is ion:.. of chapters I 20 and 517. F!ornla : tatutcs 6. Consent ;rnd W~iver: B) Joncs's corn,cnt to the entry of the Final Order with respect to this proceed mg. Jone: kml\ 111i;.ly and , oluntanly wai, t:s: a. an) nght to rcccl', c tu rt her noticc of this adm111i~trat1\·t: act10n and notlt."t." of rights pur~uant 10 chaph::r 120. l· lornfa ~tatuti.:-.,: b any nght to an adnllnt~tra11, e hcanng prm ttkd by chapter 110. Flonda Statutl?s:

fmdtng:- of h1n and C'onclus1011s of L.m or J '\otice of Rights: d an1 nght to i:-.suancc nf a recommended order b) an Admm,~tratne La', Jud,!!c 1mm the On i-10n of Admm1stratJ\ e I lcarings or a l leanng Officer from the Office. ,rnd c. an~ nght to ohjeL·t to nr challengl.' man:, 1mhc1al procl.:'cdmg tndudmg. but not limited lo. an Jppcal pursuant to ... cct1on l 20 68. Flonda Statutes. any tcm1. cond1t1on. Relea e. : l pon full c,<:cu1mn ot th,.., Stipulat1Pn and Con:-cnt .-\ •rt:cmcnt . .lone" \ ancs ,md rdca ·e~ dw Ofticl.:' and 1h agl.:'nh. rcprc. entalJ\CS. and employee<; from any and all causes of acuon that Jones may ha\ c ans mg from or relating: to the iubjcc matter hereof. The (Jfficc agree:, to ac1.'.ep1 this relea:-e on behalf of 1bdf and its agents. repn:sl..'.nta11, e •. and 'mployet's \ 1thout acknm, ledgmg and t:,pre:,sly cknytng that :1ny .:uch cau. • or cau c:-- of a 't1on may exist. X Future Actiom . Tl11s :urulat1011 and Con-.enr Agreement h bl·ing e,e ·uh:d :-.olel~ for the purpo:-,c of rc..,oh mg and :,ettlmg the tnst,wt prncet:Jing. , 1 ot h111g herem h.ill hi.:' constrned m wane or restrict the Offic.'·s n ght in a futur<: procc-:dmg \o tmdertakc any a lm1111,,1ratP,e actmn urnkr the rrO\ 1,1011s of chapter 517. Florida Statute,. or any Cl\ ii or cnmmal pro:-.ec11tinn . .:ir1:,mg out of any fads or circum:-tance::. und1sdo,ed nr u1Hli...covcr • I at tht: t1m • tif th.'. entf) nf the Ftn;.il < lrtkr: or facts unreLJtcd to tlus settlement shou ld fi111her infom1ation \"arrant :-,uch aclltHl 9. l· ail ure to (' 1mplY: Jones acknm, ledge . concurs. :.m I s11 pult1k•:-, that Jone:-·.., tJtlun.: to comp I,'.- with any of rhc terms. obligat1on. and cond111ons of th 1: . ·1 1pulat1on and Cotb1:nl Agrecrrn:nr. and tile ltnal Order adoptltlf! rt , \ tola ll'~ th1., \Hrlll.:n ag.1cemc111 and rhc hnal Order

H° \ •t.'i'•- • !-.. ~lt f 1 ..._ i• .., i r1 lO l I , t'' erahiiih: Jone:-. agn.:l.'s that If an~ prm ismn ot this Stipu!auon am.l C on,cnt \i;rcl.'mcnt 01 th!.! appli.:,1t1on thcrl.!of tu an: person or cm:um-,tanct: ts held to he 1m ahd. thc m, alldlt~ :-.h,dl not affect the remain mg prm 1s1ons of the.: Supulation and Coment Agrccmc.:nt or thl.' I· ma! Order adopting 11. \ hTCh shall he g1n:n l'ff1.'Cl \ nhout the invalid prm uonb ). and to th 1, end. the f)IO\ hJons of thts t1pulatwn and Consent Agn.:cmrnt an: severable. 12 Entire /\gn•e rn ent: Tlih St1pulat1on anJ Consent Agrcc.:ment rqm::scnh the cntm.: a)!_1eement by- and bd,\een the Olfo.:e and Jonc.:s. Any ahcrat1ons, ,;:mat10tl'>. change . 1110J1 licat,orn,. or\ at\ ers of the prm 1s1n11:-, hereof shall be valid only \Vhcn they bu\ c bet:n reduced to \H1tmg. dul~ '>tgncd h: the Office and Jones. ,md attached to the original of th is Stipulation and C on~cnt Agn.:cmcnt \'HFRl·H)Rl:. till' undersigned pa111c" hcrcb) acknowledge and agree to thl' terms and cond1twn" of the toregomg 'Stipulatwn and Consent Agreement. subject to fina\ approval by the ( omm1~'>10nc1 of the Office: of Frnanc1al Rcgula11on. b) wnttcn um.·ent on the lasr date 1-!Xccuh:d [t/1 1, ~po<(' 111!e1111n11t1!h- hianl.. H 11h ,i:,.?,11w111·1•.1 appe{/ring on the folloH !llg />ogej

lh /( f 'l ,t· .;, ~H \n Jt!Jl "- ~ . ._ h 1 1 I) ST.\ 11. O I· I l OR ID ) l'Oll 'I Y 01 ORAN(il ·) BEF RE :\1 ,. the umkr~1g111.:d autlmnt). appeared Chd~ca Katlyn Jones. h) means of if phy.,H.:al prc-,encc or Donlin' notari1at1on. \ ho. upon hcmi:. duly :,\Om. tatc · that he has rca<l and understand-.; the forego111g agrl'ement and ,·oluntaril y signed the -,amc. \1:,, Comm1ss1on e,pires: Pet:-.onally known _______ of prot!ucc l td<:!nJ:1~l~?~9n . ! y pc of 1,knt1ficat1on produced: J~~,, .. !-iL ~1 1:!._:t....Y'.:~ _ _:.._u,;..,;:lli.{ OFF1 'E OF FI:,· , CJAL HEGl'LATIO:\ Kc~~ -~- i-,:,~~"-·-·--- l)1rl·...:t or D1, 1s1on of Sc:-cunt1c-, 7 HA-_O() of;; d1 1 ' c I, lOlt