Regulatory Alerts2026-04-20
Added · Updated
Final Order — Investment Adviser
The Florida Office of Financial Regulation issued a Final Order against Chelsea Katlyn Jones for providing investment advice in Florida without proper registration. Jones entered into a Stipulation and Consent Agreement to resolve the matter by paying a $5,000 administrative fine and agreeing to cease and desist from further violations. The Order incorporates the agreement terms, waives Jones's right to a hearing, and reserves the Office's authority to pursue future enforcement actions.
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