Regulatory Alerts2020-12-23
Added · Updated
Frequently Asked Questions on Investor Protection Measures
The Hong Kong Monetary Authority issued this document to clarify investor protection measures for all Authorized Institutions. It addresses key regulatory expectations regarding the selling practices of investment and insurance products. The guidance aims to enhance consumer protection standards within the banking and wealth management sectors.
CIR
Current
Issue Date:
23 Dec 2020
20201223-2-EN.pdf (650.2 KB)
Topic:
Banking Conduct & Enforcement - Consumer Protection
Wealth Management & MPF - Insurance products
Wealth Management & MPF - MPF products
Wealth Management & MPF - Securities/investment products
Keyword:
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
23 Dec 2020
Frequently Asked Questions on Investor Protection Measures
CIR
Current
23 Dec 2020
Frequently Asked Questions on Investor Protection Measures
Cross referenced Document
Version History
Superseded Document
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