Regulatory Alerts2019-07-09
Added · Updated
Frequently Asked Questions on Reporting Treatment of Transactions Related to Initial Public Offerings
The Hong Kong Monetary Authority issued this document to clarify the reporting treatment for transactions related to Initial Public Offerings in the calculation of capital and liquidity ratios. It provides guidance to all Authorized Institutions on how to handle these specific exposures under capital adequacy and liquidity risk management frameworks. The FAQs address technical requirements for non-securitization credit risk exposures and statutory liquidity requirements to ensure consistent regulatory reporting.
CIR
Current
Issue Date:
09 Jul 2019
20190709-1-EN.pdf (66.7 KB)
Topic:
Capital Adequacy - Credit Risk (non-securitization exposures)
Liquidity Risk Management - Statutory liquidity requirements
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
09 Jul 2019
Annex - Frequently Asked Questions on Reporting Treatment of IPO-related Transactions in Calculating Capital and Liquidity Ratios
Annex
Current
09 Jul 2019
Annex - Frequently Asked Questions on Reporting Treatment of IPO-related Transactions in Calculating Capital and Liquidity Ratios
Cross referenced Document
Version History
Superseded Document
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