Regulatory Alerts2022-10-21
Added · Updated
Frequently Asked Questions on Sale and Distribution of Loss-absorption Products
The Hong Kong Monetary Authority issued this circular to provide guidance on the sale and distribution of debt instruments with loss-absorption features. It addresses investor protection measures for registered institutions dealing in these complex financial products. The document serves as a reference for compliance with enhanced regulatory standards aimed at safeguarding investors.
CIR
Current
Issue Date:
21 Oct 2022
20221021-5-EN.pdf (236.7 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
21 Oct 2022
Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
Annex
Current
21 Oct 2022
Annex 1 - Guidance on Enhanced Investor Protection Measures on Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
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Current
23 Dec 2020
Frequently Asked Questions on Investor Protection Measures
Appendix: Frequently Asked Questions (“FAQs”)
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Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
Annex: Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
CIR
Current
21 Oct 2022
Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
Annex
Current
21 Oct 2022
Annex 1 - Guidance on Enhanced Investor Protection Measures on Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
CIR
Current
23 Dec 2020
Frequently Asked Questions on Investor Protection Measures
Appendix: Frequently Asked Questions (“FAQs”)
CIR
Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
Annex: Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
Version History
Superseded Document
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