Regulatory Alerts2026-01-15
Added · Updated
Good practices on managing operational risk associated with trading activities
The regulator issued this circular on January 15, 2026, to establish good practices for managing operational risk associated with trading activities for all authorized institutions. The document serves as a direct reference for market risk management, specifically addressing operational risk factors distinct from other market risk exposures. It supersedes previous iterations and provides updated guidance to ensure robust risk management frameworks are in place for trading operations.
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