Regulatory Alerts2021-07-20
Added · Updated
Group-wide Approach to Supervision of Locally Incorporated Authorized Institutions
The Hong Kong Monetary Authority issued this supervisory policy module to establish a group-wide approach for the supervision of locally incorporated authorized institutions. It outlines the regulatory framework for consolidated supervision, ensuring that risks across the entire corporate group are effectively identified and managed. The document serves as the authoritative guide for supervisors to assess the safety and soundness of these institutions within their broader organizational structures.
SPM-NGL
Current
Issue Date:
20 Jul 2021
CS-1.pdf (884.4 KB)
Topic:
Consolidated Supervision
Supervisory Approach
Keyword:
Group:
Locally Incorporated Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
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