Regulatory Alerts2018-08-22
Added · Updated
Guidance Note on Cooperation with the HKMA in Investigations and Enforcement Proceedings
The Hong Kong Monetary Authority (HKMA) issued this guideline to outline the framework for cooperation with Authorized Institutions during investigations and enforcement proceedings. It establishes the regulatory expectations for entities to assist the HKMA effectively while addressing the potential benefits of such cooperation. The document serves as a key reference for banking conduct and enforcement discipline within the regulated sector.
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