Regulatory Alerts2015-10-23
Added · Updated
Implementation of Enhanced Competency Framework for Private Wealth Management Practitioners
The Hong Kong Monetary Authority issued this circular to implement the Enhanced Competency Framework for Private Wealth Management Practitioners. The framework establishes specific competency requirements for individuals engaged in private wealth management activities within registered institutions. This regulatory measure aims to enhance the professional standards and capacity building of PWM practitioners to better serve clients.
CIR
Current
Issue Date:
23 Oct 2015
20151023-1-EN.pdf (82.0 KB)
Topic:
Capacity Building - Enhanced competency framework
Wealth Management & MPF - Others
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
24 Jun 2014
Enhanced Competency Framework for Private Wealth Management (“PWM”) Practitioners (“ECF”)
Directly related Document
CIR
Current
24 Jun 2014
Enhanced Competency Framework for Private Wealth Management (“PWM”) Practitioners (“ECF”)
Version History
Superseded Document
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