Regulatory Alerts2014-04-09 | 2014-07869Added · Updated
Investment Company Advertising: Target Date Retirement Fund Names and Marketing
The Securities and Exchange Commission is reopening the public comment period for proposed rule amendments regarding the advertising and marketing of target date retirement funds. The agency seeks feedback on a recommendation to develop a risk-based glide path illustration, potentially using standardized measures like volatility or maximum loss, to replace or supplement the previously proposed asset allocation disclosure. This action aims to provide investors with clearer information about fund risks and reduce the potential for confusion or misleading marketing materials.
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