Regulatory Alerts2019-09-25
Added · Updated
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
The Hong Kong Monetary Authority issued this circular to establish investor protection measures for authorized institutions distributing investment, insurance, and mandatory provident fund products. The document outlines specific conduct and enforcement standards aimed at enhancing consumer protection within the banking and wealth management sectors. It serves as a regulatory framework ensuring that all authorized institutions adhere to consistent guidelines when handling these financial products.
CIR
Current
The HKMA’s circular on “Foreign Exchange Accumulators and Non-leveraged Renminbi-Linked Deposits” dated 7 March 2014 referred in V.3 of Annex 1 has been superseded by the HKMA’s circular dated 14 March 2025 on “Guidance on Selling of Accumulators”.
Issue Date:
25 Sep 2019
20190925-4-EN.pdf (759.1 KB)
Topic:
Banking Conduct & Enforcement - Consumer Protection
Wealth Management & MPF - Insurance products
Wealth Management & MPF - MPF products
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
25 Sep 2019
Annex - Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
Annex
Current
25 Sep 2019
Annex - Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
Cross referenced Document
Version History
Superseded Document
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