Regulatory Alerts2019-09-25
Added · Updated
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
The Hong Kong Monetary Authority issued this circular on 25 September 2019 to establish investor protection measures for authorized institutions selling investment, insurance, and mandatory provident fund products. The document outlines specific conduct standards and enforcement guidelines to ensure consumer protection across wealth management and insurance sectors. It applies to all authorized institutions and addresses key regulatory topics including banking conduct, securities, and MPF product distribution.
CIR
Current
Issue Date:
25 Sep 2019
20190925-5-EN.pdf (281.5 KB)
Topic:
Banking Conduct & Enforcement - Consumer Protection
Wealth Management & MPF - Insurance products
Wealth Management & MPF - MPF products
Wealth Management & MPF - Securities/investment products
Keyword:
Group:
All Authorized Institutions
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