2014-07-30

Added · Updated

Issues and Good Practices in Relation to the Sale of Investment Products

The Hong Kong Monetary Authority issued this circular to provide guidance to all authorized institutions on the sale of investment products. The document outlines specific issues and establishes good practices to ensure appropriate conduct and risk management in wealth management and securities transactions. It serves as a regulatory reference for maintaining standards in client interactions and product distribution.

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Hong Kong

Hong Kong Monetary Authority

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