Modification of Numeral 5 of Resolution No. R-SIMV-2018-53-MV, which establishes provisions for payments to the Superintendency of the Securities Market, and Numerals XXI and XXII of Circular No. C-SIMV-2019-03-MV, which establishes clarifying provisions related to the Regulation on Fees for Regulation and Services of the Superintendency of the Securities Market

SC-07-03-01 Edition 5 Page 1 of 6 FIRST RESOLUTION OF THE SUPERINTENDENT OF THE SECURITIES MARKET OF JULY NINE (09), TWO THOUSAND TWENTY-SIX (2026) R-NE-SIMV-2026-06-MV REFERENCE: Modification of numeral 5 of Resolution no. R-SIMV-2018-53-MV, which establishes provisions for payments to the Superintendency of the Securities Market and numerals XXI and XXII of Circular no. C-SIMV-2019-03-MV which establishes clarifying provisions related to the Regulation on Fees for Regulation and for the services of the Superintendency of the Securities Market. Whereas: a. Constitution of the Dominican Republic, proclaimed by the National Assembly on October twenty-seven (27), two thousand twenty-four (2024). b. Law no. 167-21 on Regulatory Improvement and Simplification of Procedures, dated August nine (9), two thousand twenty-one (2021), modified by Law no. 14-25, of January sixteen (16), two thousand twenty-five (2025), (hereinafter, “Law no. 167-21”). c. Law no. 249-17, of the Securities Market of the Dominican Republic, which repeals and replaces Law no. 19-00, of May eight (8), two thousand (2000), promulgated on December nineteen (19), two thousand seventeen (2017) and its modification (hereinafter, “Law no. 249-17”). d. Law no. 107-13, on the rights of persons and their relations with the Administration and Administrative Procedure, promulgated on August six (6), two thousand thirteen (2013), (hereinafter, “Law no. 107-13”). e. Law no. 200-04, General Law on Free Access to Public Information, dated July twenty-eight (28), two thousand four (2004) (hereinafter, “Law no. 200-04”). f. Decree no. 486-22, dated August twenty-four (24), two thousand twenty-two (2022), which approves the Regulation for the Application of Law no. 167-21 on Regulatory Improvement and Simplification of Procedures. g. Decree no. 130-05, of March twenty-four (24), two thousand five (2005), which establishes the Regulation for the Application of Law no. 200-04 General Law on Free Access to Public Information. h. Decree no. 254-06, dated June nineteen (19), two thousand six (2006), which establishes the Regulation for the Regulation of the Printing, Issuance and Delivery of Fiscal Receipts.

SC-07-03-01 Edition 5 Page 2 of 6 i. Regulation on Fees for Regulation and for the Services of the Superintendency of the Securities Market approved by the First Resolution of the National Securities Market Council, R-CNMV-2018-10-MV, dated December eleven (11), two thousand eighteen (2018), modified by the Third Resolution of the National Securities Market Council, R-CNMV-2026-06-MV, dated April twenty-one (21), two thousand twenty-six (2026), (hereinafter “Fee Regulation”). j. Resolution establishing provisions for payments to the Superintendency of the Securities Market approved by the Second Resolution of the Superintendency of the Securities Market, R-SIMV-2018-53-MV, dated December twenty-one (21), two thousand eighteen (2018). k. Circular establishing clarifying provisions related to the Fee Regulation, for regulation and for the services of the Superintendency of the Securities Market, dated April two (02), two thousand nineteen (2019), C-SIMV-2019-03-MV. CONSIDERING:

1. That, the Superintendency of the Securities Market, in its capacity as the regulatory body of the Securities Market and in accordance with article 7 of Law no. 249-17, shall aim to promote an orderly, efficient and transparent securities market, protect investors, ensure compliance with the law and mitigate systemic risk, through the regulation and supervision of natural and legal persons operating in the securities market.
2. That article 17 numeral 14 of Law no. 249-17 empowers the Superintendent of the Securities Market to issue the resolutions, circulars and instructions required for the development of said Law and its regulations.
3. That article 25 of the aforementioned Law establishes that the Superintendency is responsible for the development of the technical or operational standards derived from said law and its applicable regulations.
4. That, in the exercise of its powers, the Superintendency of the Securities Market has the duty to ensure compliance with current legal provisions, as well as to promote the efficient functioning of the regulation of the Securities Market.
5. That, by Decree no. 254-06, the Regulation for the Regulation of the Printing, Issuance and Delivery of Fiscal Receipts is established, establishing the obligation to issue fiscal receipts that support fiscal credits, costs and expenses.

SC-07-03-01 Edition 5 Page 3 of 6 6. That, in accordance with the aforementioned Decree, the General Directorate of Internal Taxes (DGII) may authorize the issuance of special fiscal receipts provided that these avoid disturbances in the development of the economic activities of taxpayers. 7. That, the Superintendency of the Securities Market began, in 2019, the process of implementing the electronic invoicing modality, by sending a communication to the General Directorate of Internal Taxes (DGII). 8. That, the General Directorate of Internal Taxes (DGII) issued its non-objection to the annual issuance of special documents for the purposes established in Decree no. 254-06, through communication 01-2023-006871, dated September fifteen (15), two thousand twenty-three (2023). 9. That, in accordance with article 4 paragraph II of the aforementioned decree, [i]n those cases of expenses incurred with state entities, the documents issued by the aforementioned entity will be valid. In the case of payments subject to withholding on payments made by the state and its dependencies, the receipts that the withholding was made will also support the expense. 10. That, the transition to special Securities Market fee certifications represents a significant improvement in administrative efficiency and the simplification of processes for all Securities Market Participants and the Superintendency of the Securities Market. Likewise, it guarantees compliance with relevant legal provisions and strengthens transparency and clarity in financial transactions within the Securities Market. 11. That, it is of vital importance to inform Securities Market Participants of the document accrediting the withholding of payments to the Superintendency of the Securities Market for the concept of supervision fee for Custody. 12. That, the Superintendency of the Securities Market may issue a special certification, as a document accrediting the withholding and payment of the regulation fees applicable to the subjects obliged to comply with the Fee Regulation for regulation and for the services of the Superintendency of the Securities Market, in substitution of the Fiscal Receipt, in accordance with the provisions of Decree no. 254-06. Therefore, The Superintendent of the Securities Market, in the use of the powers granted to him by article 17 numeral 14 of Law no. 249-17 of the Securities Market, promulgated on December nineteen (19), two thousand seventeen (2017), resolves:

SC-07-03-01 Edition 5 Page 4 of 6 I. Approve and put into effect the following: MODIFICATION OF NUMERAL 5 OF RESOLUTION NO. R-SIMV-2018-53-MV, WHICH ESTABLISHES PROVISIONS FOR PAYMENTS TO THE SUPERINTENDENCY OF THE SECURITIES MARKET AND NUMERALS XXI AND XXII OF CIRCULAR NO. C-SIMV-2019-03-MV WHICH ESTABLISHES CLARIFYING PROVISIONS RELATED TO THE REGULATION ON FEES FOR REGULATION AND FOR THE SERVICES OF THE SUPERINTENDENCY OF THE SECURITIES MARKET. Article 1. Modify numeral 5 of the Resolution establishing provisions for payments to the Superintendency of the Securities Market approved by the Second Resolution of the Superintendency of the Securities Market, R-SIMV-2018-53-MV, dated December twenty-one (21), two thousand eighteen (2018), so that it shall henceforth read: 5. Inform Securities Market Participants that the Superintendency of the Securities Market will issue an income receipt for payments made for Regulation Fees and Administrative Services. Likewise, it is established that, on an annual basis, a special income certification will be issued free of charge, at the request of the interested party (natural or legal persons), which will serve as support for operations and corresponding accounting records for the applicable fiscal period. Additional certifications that are required will be subject to the payment of the corresponding fee for the administrative service. Article 2. Modify numeral XXI of the Circular establishing clarifying provisions related to the Fee Regulation for regulation and for the services of the Superintendency of the Securities Market, dated April two (02), two thousand nineteen (2019), C-SIMV-2019-03-MV, so that it shall henceforth read: XXI. Inform that both income receipts and annual payment certifications for Regulation Fees B for maintenance and supervision to Securities Market Participants will be issued by the Superintendency, according to the following process:

1. The Securities Market Participant must send the proof of payment to the email address tesoreriasimv@simv.gob.do.
2. The Superintendency will send a notification to the Securities Market Participant, acknowledging receipt of the proof.
3. The Superintendency will verify the payment made by the Securities Market Participant.
4. The Superintendency will generate the corresponding income receipt.

SC-07-03-01 Edition 5 Page 5 of 6 5. The Superintendency will send the income receipt to the same email address used by the Securities Market Participant to send the proof of payment. 6. Likewise, the Securities Market Participant may request, annually and through the same email address, the certification of payments received, which will be issued free of charge by the Superintendency within a period not exceeding sixty (60) calendar days after the close of the corresponding fiscal period. Paragraph. For the particular case of Fee B for Custody Supervision, the following procedure will apply to holders who have accounts with a Securities Intermediary:

1. The holder must request the annual certification of payments received to the email address tesoreriasimv@simv.gob.do.
2. The Superintendency will send a notification to the holder indicating that the request has been received.
3. The Superintendency will issue the certification free of charge within a period not exceeding sixty (60) calendar days after the close of the corresponding fiscal period.
4. The Superintendency will send the certification to the same email address used by the holder to submit the request.
5. The securities intermediary will proceed to send the respective certifications to its clients according to the internal procedures it establishes. Article 3. Modify the Circular establishing clarifying provisions related to the Fee Regulation for regulation and for the services of the Superintendency of the Securities Market, dated April two (02), two thousand nineteen (2019), C-SIMV-2019-03-MV, so that numeral XXII shall henceforth read: XXII. Inform that both income receipts and annual payment certifications for Regulation Fee C will be issued by the Superintendency according to the following process:
6. The Superintendency will send a payment order via email to the entity responsible for making the payment, for the visualization of the accumulated amount to be paid.
7. The entity will make the payment to the Superintendency, according to the established channels and deadlines, and must send the proof of payment to the email address tesoreriasimv@simv.gob.do.
8. The Superintendency will verify the payment by the entity.

SC-07-03-01 Edition 5 Page 6 of 6 4. The Superintendency will generate an income receipt. 5. The Superintendency will send the income receipt to the same email address used by the entity to send the proof of payment. Paragraph. Likewise, the Securities Market Participant may request, annually and through the same email address, the certification of payments received, which will be issued free of charge by the Superintendency within a period not exceeding sixty (60) calendar days after the close of the corresponding fiscal period. Article 4. Other information. The Superintendency will annually issue, free of charge, a certification detailing the payments received for Regulation Fees and Administrative Service Fees, which may be used to support expenses derived from operations carried out by said participants with the Superintendency. Additional certifications that are required will be subject to the payment of the corresponding fee for the administrative service provided in Annex II of the Fee Regulation for the Certification service. Article 5. Entry into force. The provisions of this Resolution shall enter into force upon its publication. II. Instruct the Administrative and Financial Directorate and the Securities Market Registry Department to adopt the necessary processes for the implementation of this Resolution. III. Authorize the Regulation and Innovation Directorate to publish the content of this Resolution on the institution's website. In the city of Santo Domingo de Guzmán, National District, capital of the Dominican Republic, on the nine (09) days of July, two thousand twenty-six (2026). Digitally signed by: Ernesto Bournigal Read Superintendent EBR/AJSJ/mdt/mn/cp/ru Regulation and Innovation Directorate