Regulatory Alerts2017-01-12
Added · Updated
Operational Incidents Watch Issue No. 7
The regulator issued the Operational Incidents Watch Issue No. 7 on January 12, 2017, to alert all authorized institutions to recent operational incidents. The document highlights critical issues in operational risk management, fraud risk management, and OTC derivatives trading. It serves as a monitoring tool to enhance institutional awareness and mitigate potential operational and IT incidents.
CIR
Current
Issue Date:
12 Jan 2017
20170112-3-EN.pdf (66.3 KB)
Topic:
Operational Risk Management - Fraud risk management
Operational Risk Management - Operational and IT incident watch
OTC Derivatives - Trading
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
12 Jan 2017
Enclosure - Operational Incidents Watch Issue No. 7
Annex
Current
12 Jan 2017
Enclosure - Operational Incidents Watch Issue No. 7
Cross referenced Document
Version History
Superseded Document
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