Regulatory Alerts2012-06-18
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Preparation for the Dual Tranche, Dual Counter Model of HKEx
The Hong Kong Monetary Authority reminds Registered Institutions to prepare their systems and operations for the Dual Tranche, Dual Counter model introduced by the Hong Kong Exchanges and Clearing Limited. Interested institutions must ensure readiness for securities subscription, trading, clearing, settlement, and related services while training staff to handle customer enquiries effectively. Guidance is available from HKEx and the Securities and Futures Commission to assist Registered Institutions and their agents in adopting the new model.
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