Regulatory Alerts2025-03-21
Added · Updated
Provision of Southbound Scheme Services under Cross-boundary Wealth Management Connect Pilot Scheme by Authorized Institutions Incorporated Outside Hong Kong
The Hong Kong Monetary Authority issued this circular to authorize authorized institutions incorporated outside Hong Kong to provide Southbound Scheme services under the Cross-boundary Wealth Management Connect Pilot Scheme. This regulatory guidance supersedes the previous version dated 31 May 2024 and establishes the operational framework for these cross-border financial activities. The document ensures compliance with investor protection measures and implementation arrangements for the Guangdong-Hong Kong-Macao Greater Bay Area initiative.
CIR
Current
Issue Date:
21 Mar 2025
20250321-1-EN.pdf (195.0 KB)
Topic:
Mainland Activities
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
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Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
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23 Dec 2020
Frequently Asked Questions on Investor Protection Measures
CIR
Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
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Current
12 Jun 2012
Selling of Investment Products to Private Banking Customers
CIR
Archive
31 May 2024
Provision of Southbound Scheme Services under Cross-boundary Wealth Management Connect Pilot Scheme by Authorized Institutions Incorporated Outside Hong Kong
Directly related Document
CIR
Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
CIR
Current
23 Dec 2020
Frequently Asked Questions on Investor Protection Measures
CIR
Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
CIR
Current
12 Jun 2012
Selling of Investment Products to Private Banking Customers
Version History
CIR
Archive
31 May 2024
Provision of Southbound Scheme Services under Cross-boundary Wealth Management Connect Pilot Scheme by Authorized Institutions Incorporated Outside Hong Kong
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