Refinements of the US Dollar Liquidity Facility Annex C: Submission of Tender Application

Annex C US Dollar Liquidity Facility Submission of Tender Application Licenced Banks shall submit tender applications to the CMU via the following means: a) SWIFT – MT599 Participants which have not yet established SWIFT’s Relationship Management Application (RMA) with the CMU are required to establish RMA with the CMU SWIFT BIC (HKMAHKHC) prior to sending MT599 message to the CMU. To arrange RMA with the CMU, please submit the SWIFT Registration for CMU Transaction Form (Appendix A.15 in CMU Reference Manual) to the CMU and refer to the SWIFT User Handbook issued by SWIFT for details. The MT599 format specifications are as follows. They shall be strictly followed to ensure smooth processing of application. Message Type: MT599 Receiver BIC: HKMAHKHC Field Field Content & Description Example for new request Example for cancellation :20: Participant’s transaction reference number (TRN) MAREPO MAREPOC :21: TRN of tender bid to be cancelled MAREPO :79: MAUSDREPO: NEWN for new request CANC for cancellation MAUSDREPO:NEWN MEMCODE:AAAA BIDRATE:4.2 BIDSIZE:1000 SETBK:BANKBICX AC 000000001 NAME:David Chan PHONE:123456789 EMAIL:DavidChan(AT )email.com MAUSDREPO:CANC MEMCODE:AAAA BIDRATE:4.2 BIDSIZE:1000 SETBK:BANKBICX AC 000000001 NAME:David Chan PHONE:123456789 EMAIL:DavidChan(AT )email.com MEMCODE: CMU Member Code BIDRATE: Bid Rate should be in per cent rounded to two decimal points subject to a minimum bid-rate^ BIDSIZE: Bid Size in USD Mn, subject to minimum USD100 Mn and integral multiples of USD100 Mn SETBK: Full details of USD settlement account, including name of corresponding bank, name of final beneficiary (must be own account), bank account number or CHIPS number NAME: Name of contact person PHONE: Phone number of contact person EMAIL: Email of contact person ^ The minimum bid-rate is set out in the Summary of Terms of the US Dollar Liquidity Facility on the HKMA website: https://www.hkma.gov.hk/eng/key-functions/money/liquidity-facility-framework/us￾dollar-liquidity-facility/summary-of-terms/ b) HKMA USD Liquidity Facility Tender Form In case SWIFT message cannot be sent for any reasons, participant should notify the CMU as soon as practicable and submit tender application using the HKMA USD Liquidity Facility Tender Form via facsimile. The form should bear a test number calculated by reference to the Test Keys provided by the HKMA and be sent to the CMU by authenticated facsimile using any of the following numbers: (852) 2878 1676 or (852) 2878 1677; Enquiries related to submission of tender application should be directed to the CMU at 852 2878 8146 to 8149 or cmu@hkma.gov.hk.

HKMA USD Liquidity Facility Tender Form (New/Cancel*) To : Hong Kong Monetary Authority Date: Facsimile: (852) 2878 1676-7 From : ( ) Name of the License Bank Code We hereby submit/cancel* the following tender for HKMA USD Liquidity Facility. Details of tender are as follows: Participant’s TRN (max 16 chars) :________________________________ Participant’s TRN (for cancellation only) :________________________________ Bid Rate (Per cent rounded to two decimal points subject to a minimum rate^) Bid Size (in USD Mn subject to minimum USD100 Mn and integral multiples of USD100 Mn) For HKMA use only Allotted size (in USD Mn) ^ The minimum bid-rate is set out in the Summary of Terms of the US Dollar Liquidity Facility on the HKMA website: https://www.hkma.gov.hk/eng/key-functions/money/liquidity-facility-framework/us￾dollar-liquidity-facility/summary-of-terms/. Details of USD settlement account : _____________________________________ (must be own account) _____________________________________

Contact person : _____________________________________ Telephone : _____________________________________ Email : _____________________________________ Enquiries related to this tender form should be directed to the CMU at (852) 2878 8146 to 8149 or cmu@hkma.gov.hk. IMPORTANT: For fax transmission, please provide Test Number for the total tender size tendered for/ to be cancelled*.

• Please delete as inappropriate. Authorized Signature(s) or Test Number on CCY/bid size Company Chop