Regulatory Alerts2022-07-18
Added · Updated
Regtech Adoption Practice Guide Issue 7: Third-Party Monitoring and Risk Management
The Hong Kong Monetary Authority issued this practice guide to provide guidance on third-party monitoring and risk management for authorized institutions adopting Regtech solutions. The document outlines expectations for managing risks associated with outsourcing and third-party service providers within the context of technology adoption. It aligns with broader operational risk and resilience frameworks to ensure robust control environments for financial institutions.
CIR
Current
Issue Date:
18 Jul 2022
20220718-2-EN.pdf (10.4 MB)
Topic:
Fintech - Regtech
Internal Controls - Insourcing/Outsourcing
Keyword:
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
18 Jul 2022
Regtech Adoption Practice Guide
SPM-NGL
Current
25 Jul 2022
OR-1 Operational Risk Management
SPM-NGL
Current
31 May 2022
TM-G-2 Business Continuity Planning
SPM-NGL
Current
31 May 2022
OR-2 Operational Resilience
SPM-NGL
Current
30 Dec 2021
GS-1 Climate Risk Management
SPM-SGL
Current
19 Jun 2020
RE-1 Recovery Planning
SPM-NGL
Current
24 Jun 2003
TM-G-1 General principles for technology risk management
SPM-NGL
Current
28 Dec 2001
SA-2 Outsourcing
CIR
Current
18 Jul 2022
Regtech Adoption Practice Guide
SPM-NGL
Current
25 Jul 2022
OR-1 Operational Risk Management
SPM-NGL
Current
31 May 2022
TM-G-2 Business Continuity Planning
SPM-NGL
Current
31 May 2022
OR-2 Operational Resilience
SPM-NGL
Current
30 Dec 2021
GS-1 Climate Risk Management
SPM-SGL
Current
19 Jun 2020
RE-1 Recovery Planning
SPM-NGL
Current
24 Jun 2003
TM-G-1 General principles for technology risk management
SPM-NGL
Current
28 Dec 2001
SA-2 Outsourcing
Version History
Superseded Document
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