Regulatory Alerts2009-01-09
Added · Updated
Report of the HKMA on Issues Concerning the Distribution of Structured Products Connected to Lehman Group Companies
The Hong Kong Monetary Authority issued this report to address issues concerning the distribution of structured products connected to Lehman Group companies. It outlines specific recommendations for authorized institutions to enhance their wealth management practices and client protection measures. The document mandates that all authorized institutions formulate a detailed plan for the implementation of these recommendations.
Topics
Share