Regulatory Alerts2009-01-09
Added · Updated
Report of the HKMA on Issues Concerning the Distribution of Structured Products Connected to Lehman Group Companies
The Hong Kong Monetary Authority issued this report to address issues concerning the distribution of structured products connected to Lehman Group companies. It outlines specific recommendations for authorized institutions to enhance their wealth management practices and client protection measures. The document mandates that all authorized institutions formulate a detailed plan for the implementation of these recommendations.
CIR
Current
Issue Date:
09 Jan 2009
20090109-1-EN.pdf (254.3 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
09 Jan 2009
Annex 1 - The HKMA's Recommendations
Annex
Current
09 Jan 2009
Annex 2 - Requirement to formulate a plan for implementation of the recommendations
Annex
Current
09 Jan 2009
Annex 1 - The HKMA's Recommendations
Annex
Current
09 Jan 2009
Annex 2 - Requirement to formulate a plan for implementation of the recommendations
Cross referenced Document
Version History
Superseded Document
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