RegAlert2013-01-16
Added
Resolution No. 24 of January 16, 2013 - Revoked by Resolution No. 34 of April 15, 2020 - Establishes Procedures for Non-Regulated Advisory Service Providers
Resolution No. 24 establishes general anti-money laundering and counter-terrorist financing prevention norms for natural and legal persons not subject to their own regulatory body who provide advisory, consulting, accounting, auditing, or assistance services. It mandates the implementation of a prevention policy, customer due diligence, and the maintenance of client records and operational logs for at least five years. The resolution requires the reporting of suspicious operations and any cash or bearer check transactions equal to or exceeding BRL 30,000 to the Financial Activities Control Council (COAF), with failure to comply subjecting entities and administrators to sanctions under Law No. 9,613/1998.
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Resolution No. 24 of January 16, 2013
Establishes procedures to be adopted by natural or legal persons not subject to regulation by their own regulatory body who provide, even if occasionally, advisory, consulting, accounting, auditing, advice, or assistance services, in accordance with § 1 of Art. 14 of Law No. 9,613 of March 3, 1998. It was revoked by Resolution No. 34 of April 15, 2020.
Published on 17/09/2020 14:40 Modified on 02/07/2021 14:54
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Official Gazette of the Union
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Lineage: In force
Source: Conselho de Controle de Atividades Financeiras — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works