Regulatory Alerts2021-11-05
Added · Updated
Resolution Planning – Operational Continuity in Resolution
The Hong Kong Monetary Authority issued this Code of Practice to establish requirements for operational continuity during the resolution of authorized institutions. It mandates that institutions maintain robust operational frameworks to ensure critical functions continue seamlessly under resolution scenarios. This document serves as a key component of the HKMA's broader resolution planning standards for the financial sector.
COP
Current
Issue Date:
05 Nov 2021
20211105-2-EN.pdf (1.1 MB)
Topic:
Resolution - Resolution planning
Resolution - Resolution standards
Keyword:
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
05 Nov 2021
FIRO Code of Practice Chapter OCIR-1 on Operational Continuity in Resolution
SPM-SGL
Current
06 Jan 2023
IC-4 Complaints Handling and Redress
COP
Archive
20 Mar 2019
Code of Practice: Resolution Planning - LAC Requirements (LAC-1)
COP
Current
07 Jul 2017
Code of Practice: Resolution Planning - Core Information Requirements (CI-1)
COP
Current
07 Jul 2017
Code of Practice: The HKMA’s Approach to Resolution Planning (RA-2)
SPM-NGL
Current
28 Dec 2001
SA-2 Outsourcing
CIR
Current
05 Nov 2021
FIRO Code of Practice Chapter OCIR-1 on Operational Continuity in Resolution
SPM-SGL
Current
06 Jan 2023
IC-4 Complaints Handling and Redress
COP
Archive
20 Mar 2019
Code of Practice: Resolution Planning - LAC Requirements (LAC-1)
COP
Current
07 Jul 2017
Code of Practice: Resolution Planning - Core Information Requirements (CI-1)
COP
Current
07 Jul 2017
Code of Practice: The HKMA’s Approach to Resolution Planning (RA-2)
SPM-NGL
Current
28 Dec 2001
SA-2 Outsourcing
Version History
Superseded Document
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