Regulatory Alerts2024-08-07
Added · Updated
Revised Return of Securities Related Activities
The Monetary Authority of Hong Kong requires authorized institutions registered under the Securities and Futures Ordinance to submit a biannual return detailing their securities-related activities. The form mandates reporting on specific regulated activities, including dealing, advising, asset management, and credit rating services, along with transaction volumes and income generated. Submissions must be filed within 21 days after the end of June or December, providing granular data on client accounts, trading channels, and equity-linked instruments.
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