Regulatory Alerts2024-08-07
Added · Updated
Revised Return of Securities Related Activities (Securities Return) and Superseded Circulars
The Hong Kong Securities and Futures Commission issued this circular on 7 August 2024 to introduce the Revised Return of Securities Related Activities for registered institutions. The document mandates the use of updated reporting templates and completion instructions detailed in Annex 1 and Annex 2. It also formally lists previous circulars that are superseded by these revised requirements.
CIR
Current
Issue Date:
07 Aug 2024
20241008-5-EN.pdf (183.6 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
07 Aug 2024
Revised Return of Securities Related Activities (Securities Return)
Annex
Current
07 Aug 2024
Annex 1 - Revised Securities Return Template
Annex
Current
07 Aug 2024
Annex 2 - Revised Completion Instructions
CIR
Current
07 Aug 2024
Revised Return of Securities Related Activities (Securities Return)
Annex
Current
07 Aug 2024
Annex 1 - Revised Securities Return Template
Annex
Current
07 Aug 2024
Annex 2 - Revised Completion Instructions
Cross referenced Document
Version History
Superseded Document
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