Regulatory Alerts2024-08-07
Added · Updated
Revised Return of Securities Related Activities (Securities Return)
The Hong Kong Monetary Authority issued this circular on 7 August 2024 to update the requirements for the Return of Securities Related Activities. Registered institutions are required to submit revised returns detailing their securities-related business activities in accordance with the new guidelines. This regulatory change aims to enhance transparency and oversight of wealth management and MPF investment products.
CIR
Current
Issue Date:
07 Aug 2024
20241008-2-EN.pdf (129.0 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
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