Revisions to Banking Returns and Surveys Enclosure 3 MA(BS)2AH Template

Confidential MA(BS)2AH - Monthly survey on asset quality (Locally-incorporated AIs - Parts I and II: Hong Kong offices plus overseas branches and Mainland subsidiaries, Part III: Consolidated position for locally incorporated AIs, unless otherwise specified; Overseas-incorporated AIs - Parts I to III: Hong Kong offices only for overseas-incorporated AIs) Name of institution: For the month of: (MM/YYYY) Name of Contact Person: Telephone No. Part I - Classification (HK$mn) Pass Special Mention Substandard Doubtful Loss Classified total Grand Total Loans & advances

1. Hong Kong offices
2. Overseas branches
3. Mainland subsidiaries
4. Total (1 to 3)
5. Mainland-related lending

• Commitment & contingent liab. Provision - General
• Specific Value of security Other assets
• On-balance sheet exp.
• Commitment & contingent liab. Provision - General
• Specific Value of security Part II - Overdue and rescheduled loans and assets (HK$mn) Loans & advances Other assets Overdue: (a) 1 - 3 months (b) 3 - 6 months (c) 6 months - 1 year (d) Over 1 year Sub-total: Rescheduled: Of which included in (a) above Of which included in (b) to (d) Memorandum items - Movements of classified loans (HK$mn) Loans & advances Mainland-related lending

1. Gross increase in classified loans during the month, of which: (a) Downgrades (b) New loans (c) Others
2. Gross decrease in classified loans during the month, of which: (a) Upgrades (b) Repayments (c) Write-offs (d) Transfer to parent / head office / other group offices (e) Disposals (f) Others Notes:
3. Other assets include due from banks (excluding overseas head office/branches, and Mainland subsidiaries of the reporting institution), acceptances and bills of exchange, debt instruments including NCD etc. For definitions of other terms, please refer to completion instructions of MA(BS)2A.
4. Please refer to appendix 2.1 in completion instructions of MA(BS)2A on the definition of rescheduled loans and advances.
5. Grand total of Mainland-related lending should tally with the "total" of item 1.1 (i.e. Loans and advances) in Part 3 of the Return of Mainland Activities MA(BS)20 (for the positions of end-Mar, end-Jun, end-Sep and end-Dec). (Revised Jun 2023)
6. Net change in classified loans during the month

Confidential Part III - List of Special Mention and classified assets (A) Special Mention Assets (Report top 30 accounts of credit exposures over HK$5mn but exclude all residential mortgage loans, personal loans and hire purchase loans to individuals.) (HK$mn) Amount of Credit Exposures Type of Security* Name of Customer (Please put the preceding word 'The', if any, at the back of a name.) Name of Customer Group On Balance Sheet Exposures Commitment & Contingencies Total Value of Security P S D O Specific Provisions made HKOs Overseas branches All branches outside Hong Kong and all subsidiaries Mainland subsidiaries 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Total:

• Please indicate type of security by putting a 'x' under one or more of the column(s): P: Property S: Shares D: Fixed Deposits O: Others Notes:

1. For Part III of this Suvey, locally incorporated AIs are required to report the "amount of credit exposures" of their criticised assets based on their consolidated positions under Rule 6 of the Banking (Exposure Limits) Rules (Cap. 155S), or their combined positions covering their local and overseas branches (if any) if the consolidated basis is not applicable.
2. For each customer, the shares of total exposures (%) booked in "HKOs" and "all branches outside Hong Kong and all subsidiaries" should sum up to 100%. The latter includes all subsidiaries inside and outside Hong Kong subject to the HKMA's consolidated supervision. Memo: Share of total exposures (%) booked in

Confidential Part III - List of Special Mention and classified assets (B) Substandard Assets (Report top 30 accounts of credit exposures over HK$5mn but exclude all residential mortgage loans, personal loans and hire purchase loans to individuals.) (HK$mn) Amount of Credit Exposures Type of Security* Name of Customer (Please put the preceding word 'The', if any, at the back of a name.) Name of Customer Group On Balance Sheet Exposures Commitment & Contingencies Total Value of Security P S D O Specific Provisions made HKOs Overseas branches All branches outside Hong Kong and all subsidiaries Mainland subsidiaries 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Total:

• Please indicate type of security by putting a 'x' under one or more of the column(s): P: Property S: Shares D: Fixed Deposits O: Others Memo: Share of total exposures (%) booked in

Confidential Part III - List of Special Mention and classified assets (C) Doubtful Assets (Report top 30 accounts of credit exposures over HK$5mn but exclude all residential mortgage loans, personal loans and hire purchase loans to individuals.) (HK$mn) Amount of Credit Exposures Type of Security* Name of Customer (Please put the preceding word 'The', if any, at the back of a name.) Name of Customer Group On Balance Sheet Exposures Commitment & Contingencies Total Value of Security P S D O Specific Provisions made HKOs Overseas branches All branches outside Hong Kong and all subsidiaries Mainland subsidiaries 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Total:

• Please indicate type of security by putting a 'x' under one or more of the column(s): P: Property S: Shares D: Fixed Deposits O: Others Memo: Share of total exposures (%) booked in

Confidential Part III - List of Special Mention and classified assets (D) Loss Assets (Report top 30 accounts of credit exposures over HK$5mn but exclude all residential mortgage loans, personal loans and hire purchase loans to individuals.) (HK$mn) Amount of Credit Exposures Type of Security* Name of Customer (Please put the preceding word 'The', if any, at the back of a name.) Name of Customer Group On Balance Sheet Exposures Commitment & Contingencies Total Value of Security P S D O Specific Provisions made HKOs Overseas branches All branches outside Hong Kong and all subsidiaries Mainland subsidiaries 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Total:

• Please indicate type of security by putting a 'x' under one or more of the column(s): P: Property S: Shares D: Fixed Deposits O: Others Memo: Share of total exposures (%) booked in

Confidential Part III - List of Special Mention and classified assets (E) Classified Assets of Non-bank Mainland China Exposures^ (Report top 10 accounts of credit exposures over HK$5mn but exclude all residential mortgage loans, personal loans and hire purchase loans to individuals.) (HK$mn) Amount of Credit Exposures Type of Security* Name of Customer (Please put the preceding word 'The', if any, at the back of a name.) Name of Customer Group Classification (SS/DF/LS) On Balance Sheet Exposures Commitment & Contingencies Total Value of Security P S D O Specific Provisions made HKOs All branches outside Hong Kong and all subsidiaries 1 2 3 4 5 6 7 8 9 10 Total: ^ Please refer to completion instructions of MA(BS)20 for the definition of non-bank Mainland China exposures.

• Please indicate type of security by putting a 'x' under one or more of the column(s): P: Property S: Shares D: Fixed Deposits O: Others Memo: Share of total exposures (%) booked in