Regulatory Alerts2023-08-25
Added · Updated
Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts Issued by the Securities and Futures Commission
The Securities and Futures Commission issued Risk Management Guidelines for licensed persons dealing in futures contracts to establish robust operational standards. These guidelines mandate that authorized institutions implement comprehensive risk management frameworks to effectively identify, monitor, and mitigate risks associated with futures trading activities. The regulatory framework aims to ensure market integrity and protect client interests by enforcing strict compliance with prudent risk management practices.
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