Regulatory Alerts2023-11-29
Added · Updated
Sale and Distribution of Green and Sustainable Investment Products
The Circular Issue Reference (CIR) issued on 29 November 2023 establishes expected standards and examples of good practices for the sale and distribution of green and sustainable investment products. It applies to registered institutions and addresses topics within green and sustainable banking as well as wealth management and securities investment products. The document includes annexes detailing these standards and providing frequently asked questions to guide compliance.
CIR
Current
Issue Date:
29 Nov 2023
20231129-5-EN.pdf (167.9 KB)
Topic:
Green & Sustainable Banking - Others
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
29 Nov 2023
Annex I - Expected Standards and Examples of Good Practices on Sale and Distribution of Green and Sustainable Investment Products
Annex
Current
29 Nov 2023
Annex II - Frequently Asked Questions on Sale and Distribution of Green and Sustainable Investment Products
Annex
Current
29 Nov 2023
Annex I - Expected Standards and Examples of Good Practices on Sale and Distribution of Green and Sustainable Investment Products
Annex
Current
29 Nov 2023
Annex II - Frequently Asked Questions on Sale and Distribution of Green and Sustainable Investment Products
Cross referenced Document
Version History
Superseded Document
You may also be interested in
CIR
Current
22 May 2026
Expected controls for account opening and maintaining relationships with clients with investment accounts Attachment: Circular to licensed corporations Expected controls for account opening and maintaining relationships with clients
CIR
Current
09 Dec 2022
Due diligence processes for green and sustainable products
CIR
Current
09 Dec 2022
Due diligence processes for green and sustainable products
Annex: Due diligence processes for green and sustainable products