Regulatory Alerts2023-11-29
Added · Updated
Sale and Distribution of Green and Sustainable Investment Products Annex II: Frequently Asked Questions
The Securities and Futures Commission issued this circular to provide guidance on the sale and distribution of green and sustainable investment products. Annex II specifically addresses frequently asked questions to clarify regulatory expectations for registered institutions. This document complements Annex I by offering detailed explanations on compliance standards and good practices for these financial products.
CIR
Current
Issue Date:
29 Nov 2023
20231129-7-EN.pdf (203.1 KB)
Topic:
Green & Sustainable Banking - Others
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
29 Nov 2023
Sale and Distribution of Green and Sustainable Investment Products
Annex
Current
29 Nov 2023
Annex I - Expected Standards and Examples of Good Practices on Sale and Distribution of Green and Sustainable Investment Products
CIR
Current
28 Jul 2023
Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors
CIR
Current
31 Jul 2020
Simplified Arrangements for Sale and Distribution of Eligible Retail Bonds Issued by Government and Related Organisations
CIR
Current
29 Nov 2023
Sale and Distribution of Green and Sustainable Investment Products
Annex
Current
29 Nov 2023
Annex I - Expected Standards and Examples of Good Practices on Sale and Distribution of Green and Sustainable Investment Products
CIR
Current
28 Jul 2023
Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors
CIR
Current
31 Jul 2020
Simplified Arrangements for Sale and Distribution of Eligible Retail Bonds Issued by Government and Related Organisations
Version History
Superseded Document
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