Regulatory Alerts2020-06-01 | 2020-07790Added · Updated
Securities Offering Reform for Closed-End Investment Companies
The Securities and Exchange Commission adopted final rules modifying the registration, communications, and offering processes for business development companies and closed-end investment companies. These reforms allow eligible funds to qualify as well-known seasoned issuers, use short-form shelf registration, and satisfy final prospectus delivery requirements by filing with the Commission. The rules also modernize registration fee payment methods for interval funds and exchange-traded products while introducing structured data reporting requirements.
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